Downloads
Softwares
Basic Free Softwares
Compliance
Critical Compliance Document
- Arbitration Mechanism: Circular 1 (PDF, opens in a new tab) | Circular 2 (PDF, opens in a new tab) | Circular 3 (PDF, opens in a new tab)
Annual Forms
Annual Return Forms
- Annual Form MGT7-2023 (PDF, opens in a new tab)
- Annual Form MGT7-2022 (PDF, opens in a new tab)
- Annual Form MGT7-2021 (PDF, opens in a new tab)
- Annual Form MGT7-2020 (PDF, opens in a new tab)
Forms
Important Account Documents
- BSE NSE Account Closure (PDF, opens in a new tab)
- HUF Declaration Form: BSE, NSE (PDF, opens in a new tab)
- BSE NSE Modifications (PDF, opens in a new tab)
- CDSL Account Closure (PDF, opens in a new tab)
- HUF Declaration Form: CDSL (PDF, opens in a new tab)
- CDSL Modification (PDF, opens in a new tab)
- CVL KYC Modification (PDF, opens in a new tab)
- Client Registration Form: Client Registration Form (PDF, opens in a new tab)
- Corporate Company Requirement (PDF, opens in a new tab)
- Dematerialisation (PDF, opens in a new tab)
- FATCA Declaration for Individuals (PDF, opens in a new tab)
- FATCA Declaration for Non - Individuals (PDF, opens in a new tab)
- KYC Forms: For Individuals (PDF, opens in a new tab) | For Non- Individuals (PDF, opens in a new tab) (Annexure for NI's (PDF, opens in a new tab))
- Minor KYC Requirement (PDF, opens in a new tab)
- Margin Pledge Request Form.pdf (PDF, opens in a new tab)
- Margin Unpledge Request Form (PDF, opens in a new tab)
- Margin Invocation Request Form (PDF, opens in a new tab)
- Nomination Form (PDF, opens in a new tab)
- Reactivation Letter (PDF, opens in a new tab)
- Same Mobile and Email ID (PDF, opens in a new tab)
- Transfer Deed Form (PDF, opens in a new tab)
Policies
Various Policy Documents
- Policies and Procedures related to Risk Management Systems (PDF, opens in a new tab)
- Policies and Procedures under Prevention of Money Laundering Act (PMLA) (PDF, opens in a new tab)
- Policy for treatment of Inactive Client Accounts (PDF, opens in a new tab)
- Policy on Pre-Funded Instruments & Electronic Fund Transfers (PDF, opens in a new tab)
- Policy on Redressal Mechanism for Investor Grievance (PDF, opens in a new tab)
- Surveillance Policy (PDF, opens in a new tab)
- Policy on Corporate Social Responsibility (PDF, opens in a new tab)
- Annual Action Plan for Corporate Social Responsibility (PDF, opens in a new tab)
Communication
Communication for Clients
- Rights and Obligations of Beneficial Owner and Depository Participant (PDF, opens in a new tab)
- Addendum to the Power of Attorney (PDF, opens in a new tab)
- CDSL Rate Structure (PDF, opens in a new tab)
- Central KYC (CKYC) for individuals (PDF, opens in a new tab)
- Central KYC (CKYC) for Legal Entity (Annexure A) (PDF, opens in a new tab)
- Central KYC (CKYC) for Legal Entity (Annexure B) (PDF, opens in a new tab)
- CLIENT COLLATERAL DETAILS BSE (PDF, opens in a new tab)
- CLIENT COLLATERAL DETAILS NSE (PDF, opens in a new tab)
- Complaint data (PDF, opens in a new tab)
- Cyber awareness campaign - Annexure A (PDF, opens in a new tab)
- Cyber awareness campaign - Annexure B (ZIP file, opens in a new tab) | Annexure B text version
- Details of Mandatory display (PDF, opens in a new tab)
- DOs and DONTs to CDSL Investors (PDF, opens in a new tab)
- Investor Charter - Annexure A (PDF, opens in a new tab)
- Investor Charter for DP (PDF, opens in a new tab)
- Link to voting URLs (opens in a new tab)
- MOBILE APPLICATION- MYEASI (PDF, opens in a new tab)
- National Financial Literacy Quiz Banner (image with text version)
- National Financial Literacy Quiz Brochure (PDF, opens in a new tab)
- New Functionality for Seamless Transfers of Government Securities (Own Account Transfers) (PDF, opens in a new tab)
- Saarthi Digital Banner (image with text version)
- Saarthi Website Banner (image with text version)
- SARAL Form (PDF, opens in a new tab)
- SEBI Banner (image with text version)
- SOP for incapacitated investor (PDF, opens in a new tab)
- World-Investor-Week-2021 (PDF, opens in a new tab)
Document stating the Rights & Obligations of stock broker, sub-broker and client for trading on exchanges (including additional rights & obligations in case of internet / wireless technology based trading)
Uniform Risk Disclosure Documents (for all segments / exchanges)
Guidance Note detailing Do’s and Don’ts for trading on exchanges
These three documents (Rights & Obligations, Uniform Risk Disclosure Documents and Guidance Note) in the vernacular languages are available on BSE/ NSE website at: BSE website: documents in vernacular languages (opens in a new tab) and NSE website: documents in vernacular languages (opens in a new tab)