Softwares
Basic Free Softwares
Compliance
Critical Compliance Document
Forms
Important Account Documents
- BSE NSE Account Closure
- HUF Declaration Form: BSE, NSE
- CDSL Account Closure
- HUF Declaration Form: CDSL
- CDSL Modification
- CVL KYC Modification
- Client Registration Form: form
- Corporate Company Requirement
- FATCA Declaration for Individuals
- FATCA Declaration for Non - Individuals
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KYC Forms: For Individuals | For Non- Individuals (Annexure for NI's)
- Margin Pledge Request Form.pdf
- Margin Unpledge Request Form
- Margin Invocation Request Form
- Nomination Form - Annexure A
- Nomination Form - Annexure B
- Same Mobile and Email ID
- Transfer Deed Form
Policies
Various Policy Documents
- Policies and Procedures related to Risk Management Systems
- Policies and Procedures under Prevention of Money Laundering Act (PMLA
- Policy for treatment of Inactive Client Accounts
- Policy on Pre-Funded Instruments & Electronic Fund Transfers
- Policy on Redressal Mechanism for Investor Grievance
- Surveillance Policy
- Policy on Corporate Social Responsibility
- Annual Action Plan for Corporate Social Responsibility
Communication
Communication for Clients
- Rights and Obligations of Beneficial Owner and Depository Participant
- Addendum to the Power of Attorney
- CDSL Rate Structure
- Central KYC (CKYC) for individuals
- Central KYC (CKYC) for Legal Entity (Annexure A)
- Central KYC (CKYC) for Legal Entity (Annexure B)
- CLIENT COLLATERAL DETAILS BSE
- CLIENT COLLATERAL DETAILS NSE
- Complaint data
- Cyber awareness campaign - Annexure A
- Cyber awareness campaign - Annexure B
- Details of Mandatory display
- DOs and DONTs to CDSL Investors
- Investor Charter - Annexure A
- Investor Charter for DP
- Link to voting URLs
- National Financial Literacy Quiz Banner
- National Financial Literacy Quiz Brochure
- Saarthi Digital Banner
- Saarthi Website Banner
- SEBI Banner
- SOP for incapacitated investor
- World-Investor-Week-2021
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Document stating the Rights & Obligations of stock broker, sub-broker and client for trading on exchanges (including additional rights & obligations in case of internet / wireless technology based trading)
Uniform Risk Disclosure Documents (for all segments / exchanges)
Guidance Note detailing Do’s and Don’ts for trading on exchanges
The above mentioned documents in the vernacular languages are available on BSE/ NSE website at: Click here for BSE and Click here for NSE